TRANSITIONS

Our Transitions team provides comprehensive support beginning with the initial onboarding and continuing for 60 days post-resignation. We work with the advisor and guide them through the entire transition process.

 

AT-A-GLANCE

  • Coordinate the transition process between RIA and broker/dealer

  • Provide license transfer and carrier reappointment support

  • 60-day on-site and virtual post-resignation support, including account opening and tracking

  • Provide comprehensive systems and platform training

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Director of HR &
Business Services

Jennifer C. Hart

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Transitions Manager | Business Services

Kate Sweetman

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Business Services
Associate

Sarah Pochedly

3750 Park East Drive - Beachwood, OH 44122

Office: (866) 553-9882 - Fax: (440) 505-5609​​​ - Info@stratoswp.com

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